Sustainable Finance Disclosure Regulation

Wellington Management aims to approach the Sustainable Finance Disclosure Regulation (SFDR), part of the EU’s Action Plan for Financing Sustainable Growth, with investment integrity and in a manner consistent with our clients' expectations.

“Wellington Management is fully committed to ESG integration and sustainability. To support these efforts, we have assembled a dedicated Sustainable Investment Regulatory and Third-Party working group aimed to continue to meet and exceed the expectations of regulators, clients, consultants and other evaluators on sustainable investment issues. For the SFDR, we have put in place the requisite product disclosures and policies for March 2021. Our objective is to continue to partner with our clients to meet their financial and sustainable investment goals.”

Wendy Cromwell, CFA, Vice Chair and Director of Sustainable Investment (left)
Andria Weil, Chair, Sustainable Investment Regulatory and Third-Party working group (right)

Sustainability Risk Investment Policy
The following documents provide information about our policies for integrating sustainability risks into our investment decision-making process.
ADVERSE SUSTAINABILITY IMPACTS STATEMENTS
The following documents provide information about how we consider the principal adverse impacts of our investment decisions on sustainability factors.
FRAMEWORK FOR EVALUATING GOVERNANCE PRACTICES

The following document describes our governance practices.

Document
Effective date
Download
Good Governance Assessment for Article 8 and 9 SFDR
10/03/2021
English
EXCLUSIONS

The following documents contain information about the type of issuers that our funds may avoid investing in (referred to as ‘exclusions’). Information on whether and how exclusions are used by a fund is available in the investment objectives and policy disclosures sections of the funds’ prospectuses

Document
Effective date
Download
Wellington Management Exclusions Policy
10/03/2021
English
FUND DISCLOSURES